Description

In combination with CIRE, the RSE is the required proficiency exam for registration as a Registered Representative (RR) for individuals who advise and trade on behalf of retail investors. This course builds on the foundation of CIRE by focusing on client-facing responsibilities. It covers suitability, product knowledge, disclosure requirements, and CIRO’s regulatory expectations for RRs.

Previously, individuals typically completed CSI’s Canadian Securities Course® (CSC®) and the Conduct and Practices Handbook® (CPH®) to qualify as an RR, with the Wealth Management Essentials® (WME®) required as a post-approval requirement within 30 months of approval to maintain the licence.

Note: Passing CIRO’s exam(s) is only one part of the proficiency requirements. To become registered and practice, you must also be approved through a CIRO-regulated dealer and complete any required dealer training and CIRO Conduct Training. Some roles also have education and experience requirements.