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Description
Tailored for individuals servicing institutional accounts, this course builds on the foundation of CIRE by emphasizing the unique products, market structures, and regulatory considerations in institutional markets. It prepares candidates to demonstrate competency in trading practices, risk management, and the distinct obligations when dealing with sophisticated clients.
Previously, individuals typically completed CSI’s Canadian Securities Course® (CSC®) and the Conduct and Practices Handbook® (CPH®) to qualify as an RR, with the Wealth Management Essentials® (WME®) required as a post-approval requirement within 30 months of approval to maintain the licence.
Note: Passing CIRO’s exam(s) is only one part of the proficiency requirements. To become registered and practice, you must also be approved through a CIRO-regulated dealer and complete any required dealer training and CIRO Conduct Training. Some roles also have education and experience requirements.
ISE Course™
$699
180 Days (6 months) Online Access
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